Apply Now
DSE
CSE
×
×

Investment Banking Services

Overview :

Since inception, UniCap Investments Limited has achieved an unparalleled reputation as a leading provider of Investment Banking services by consistently delivering best in class advisory and execution excellence, coupled with a high level of integrity to its client relationships.

At UniCap Investments Limited, Investment Banking Department offers a full suite of Investment Banking services including traditional merchant banking activities such as Issue Management & Underwriting. UCAPIL also provides value-added services such as Corporate Advisory and Strategic Capital Raising Initiatives. The institute offers investment services to cross border transactions as well.

Services provided by the Investment Banking team include:

IPO & RPO

  • Initial Public Offering (IPO) & Repeat Public Offering (RPO)
  • Valuation of the Issuer Company and pricing of the securities to be offered to the public using various financial modeling techniques
  • Preparation of the Information Memorandum/Prospectus
  • Due diligence of all material agreements and documents (asset title deeds, joint venture agreement(s), etc.)
  • Assessment and settlement of tax and/or legal issues with the assistance of the Company and other professionals such as legal and financial advisors/auditors
  • Co-ordination of work of other professionals and organizations, e.g. lawyers, accounting firms, credit rating agencies, bankers to the issue, underwriters, etc.
  • Co-ordination of works with various regulatory authorities, Securities and Exchange Commission (SEC), Bangladesh Bank, Stock Exchanges, Registrar of Joint Stock Companies (RJSC), etc.
  • Obtain, arrange and present all documents to file the application to the SEC in compliance with the Public Issue Rules & Regulations of Bangladesh
  • Submit complete application with all relevant documents to the SEC and Stock Exchange(s)
  • Arranging bankers to the issue and underwriting syndication
  • Liaising with the SEC on all issues regarding the IPO

Co-ordination post issue management services

Rights Issue

  • Review of the Issuer Company’s financial position and forecasts
  • Evaluation of the issue structure desired by Issuer and its respective demand potential from prospective investors in the market
  • Assessment of the capital structure of the offering
  • Advise on timing of the offering
  • Development of transaction/offering strategy, work plan and implementation strategy
  • Overall due diligence of Issuer Company
  • Compile comprehensive Offer Document(s) based on the information and business plan provided by Issuer
  • Coordinate the documentation for issuance of the securities
  • Assist Issuer to coordinate publicity of the fund raising
  • Resolve legal and regulatory issues
  • Valuation of Issuer and its securities using various financial modeling techniques
  • Coordination of work of other professionals and organizations, e.g. lawyers, accounting firm, bankers to the issue, underwriters, etc.
  • Arrange syndication of underwriters
  • Obtain, arrange and present all documents to file the application to the Securities and Exchange Commission (SEC)
  • Submit complete application with all relevant documents to the SEC
  • Coordination of works with various regulatory authorities, Bangladesh Bank, Securities and Exchange Commission (SEC), Stock Exchanges, Registrar of Joint Stock Companies (RJSC), etc.

Capital Raising

  • Valuation of the Issuer Company using various financial modeling techniques
  • Preparation of Information Memorandum with the assistance of the Company and professional legal and financial advisors/auditors
  • Evaluation and assessment of material agreements (asset title deeds, joint venture agreement(s), etc.); tax and legal issues with the assistance of the Company and professional legal and financial advisors/auditors
  • Coordination of work of other professionals and organizations, e.g. lawyers, accounting firms, credit rating agencies, etc.
  • Coordination of works with various regulatory authorities, Securities and Exchange Commission (SEC), Bangladesh Bank, Registrar of Joint Stock Companies (RJSC), etc.
  • Obtain, arrange and present all documents to file the application to the SEC
  • Submit complete application with all relevant documents to the SEC
  • Liaising with the SEC on all issues regarding the Capital Raising

Corporate Advisory

  • Review of capital structure
  • Structure the transaction
  • Assist in a formal capital planning exercise for the Company
  • Complete Due Diligence for preparation of its desired strategy (IPO, Restructuring, Expansion, etc.)
  • Resolve legal and regulatory issues
  • Advise on timing of the offering of the securities
  • Assist in other corporate advisor’s workings

Corporate Advisory

  • Underwriting of Initial public offering, Repeat Public Offering and Rights Issue